Variable Universal Life Products - Network

Securities and advisory services offered through Cetera Advisors LLC, member FINRA/SIPC, a broker/dealer and a Registered Investment Adviser. Prosperity Network of Advisors is independent of Cetera Advisors LLC.

For registered representative use only.

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Variable Universal Life Products - Network

The rules, regulations, and forms regarding Variable Universal Life transactions can be confusing!

The goal of this module is to help you navigate the murky waters of how to submit Variable Universal Life transactions without numerous NIGOs.  We want to help you get it right the first time!

Included in this Training Module are the following to assist you in completing the required paperwork:

  • Sample of the Switch/Exchange Disclosure CA 397 showing all required fields that need to be completed
  • Sample of the Rollover Acknowledgement CA 678 showing all required fields that need to be completed
  • VA-VUL-VA Direct Business Order Ticket CA 25D showing all required fields that need to be completed

If you have any questions do not hesitate to contact the Prosperity Compliance Team at 913-529-5500 option 2 or email compliance@prospertyadvisors.com

For registered representative use only.

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